Nearly nine out of 10 financial services executives find it a challenge to recruit skilled compliance workers. It's this change in the role that many graduates enjoy. What delivery channels are you intending to use? How many people can say that their jobs are interesting? } It is a developing and challenging discipline that has become a key business requirement, good risk management is a core part of the success of any business enterprise, in any sector across the globe. 3 The world would be a dull place if we all liked the same thing and the reality is that the scope is huge and spans right across regulatory and financial crime compliance. Business and Corporations “You’re well-respected and well-regarded as a junior person,” said one of the employees. As a woman in tech, I''m no stranger to the major gender gap in the industry. Don't worry - you can still do all the things that you could do before. .quote-request-form-form .testRequest label { position: relative; margin: 0 !important; font-size: inherit;} .quote-request-form-form .testRequest label { position: relative; margin: 0 !important; } Firms now want engaging and knowledgeable compliance people. .htmlpage-content .input-container td { padding: 0 !important; } Along with the promise of job security, pursuing a career in regulatory affairs affords you a great deal of flexibility in where you choose to work. One of the employees is working on a large trader reporting rule that was just updated on Friday, for example. After completing my LLB and my legal training, it became very clear that my legal career wasn’t going to be like an episode of Suits, and I decided to follow many of my friends into the world of banking. Pursue a graduate career in risk management. In many cases, people looking to pursue a compliance officer career will earn a bachelor's degree in criminal justice, finance or business. float: none; .quote-request-form-head { font-size: 16px; font-weight: bold; background-color: #1e88e5; color: #ffffff; } Read … Why work in compliance? They might be able to save you grief now – or even add in something the business hadn’t thought of (as commercial acumen is another skill of ‘new-school’ compliance people). .rating-options { background-color: transparent !important; } .rating-single label, .input-container label { font-weight: 400; } font-weight: bold !important; border: solid 1px #cccccc; According to the Bureau of Labor Statistics (BLS), accountants in the U.S. earn a median annual salary of $70,500 — nearly double the median wage of all occupations nationwide. margin-top: 10px; You invest in better, more knowledgeable compliance staff - which of course creates opportunity for compliance-minded professionals. .quote-request-form { Get the latest career advice and insight from eFinancialCareers straight to your inbox, Please click the verification link in your email to activate your newsletter subscription. According to the AAUW, women only hold 26 percent of IT jobs - a number that''s declined from a 35 percent high in 1990. Please leave it blank: Set your goals. Late last month, we detailed all the reasons you wouldn’t want to work in compliance, despite the fact that big banks like J.P. Morgan and HSBC are hiring in droves. Working in the compliance field gives me the opportunity to impact things far beyond a specific business or even a business bottom line. text-align: left; Operational: all organisations have processes that define their business, for example, manufacturing, supply chain and marketing. I find this to be the most significant factor for me. color: #666666; What's the impact of COVID-19 on learning? From high marks for job satisfaction and growth potential to the ability to impact individuals and entire organizations in meaningful ways, here are four reasons why human resources stands out as a “best careers” choice: 1. Below are the key points. eFinancialCareers is a DHI service Here are 4 things you didn't know about this process. .quote-request-form-row { overflow: hidden; margin-top: 12px; } Beecher Tuttle No longer is it about box-ticking or rubber stamping. Compliance spans many fields, so knowing the available options is essential. And it’s not just banks. background-color: #43a047 !important; .quote-request-form-form .testRequest { clear: both; position: relative; top: 6px; margin: 0 8px 0 0 !important; padding: 0 !important; display: flex; } Working in compliance is self-transcendent. width: 100%; font-weight: bold !important; } .input-container label { position: relative; top: 2px; } Let’s involve compliance! margin-top: 10px; All rights reserved. Twitter gaining on Bloomberg as Wall Street’s top research tool, Goldman Sachs’ global recruitment head answers your questions, Nine random factoids about interviewing and working at Goldman Sachs. You might be protecting an individual from fraud, a company from investing wrongly, a firm from regulatory action or even a country from being exposed to criminality. margin-top: 12px; © 2019. Robert Walters released a hiring survey which confirmed the opportunities out there in compliance and the difficulties firms are encountering in sourcing the staff they need. .quote-request-form-head, .quote-request-form-body { padding: 15px; } font-size: 14px; If it’s your first application for a compliance job then you … .quote-request-form-row button { The answer was yes. } .quote-request-form .ui-btn-up-c { color: #666; } That’s fine. Leaked email suggests Big Four employees work longer hours than bankers, UBS made senior fixed income hires in New York and London, Computer science student shares long journey to job offer. text-align: left; It can frustrate criminals and … .rating label { font-weight: bold; } But that doesn't mean that individuals are off the hook. Compliance workers tend to specialize in a particular reporting rule or regulatory issue, meaning you’ll be the go-to person when a certain concern pops up. width: 100%; A strong compliance program is an essential component in identifying and mitigating the risk of fraud. .quote-request-form-closertext { text-align: center !important; overflow: hidden; margin-top: 12px; font-weight: bold !important; } Banks want direct comparable experience for senior positions, so if you’re eyeing a career in compliance, you’ll likely need to get in on the entry-level front. .rating-label { margin: 0 !important; } font-weight: bold; border: none; @media (min-width:751px) { .quote-request-form ul { margin: 10px 10px 20px 10px !important; padding: 0 !important; list-style-position: inside; } Thorough KYC/CDD compliance may not always please new customers or front-line bankers, but it has a valuable purpose. Please try again. Whether you are a lawyer … width: 100%; Very much in demand. Forget traditional roles in business finance. .quote-request-form-head, .quote-request-form-body { padding: 15px; } .input-container { line-height: 21px; } “Regulators are a big fan of giving us rules that haven’t been completely written yet they ask us to comply with them,” one employee said (with a laugh). .quote-request-form { background-color: #1e88e5; Variety What is more, unless you work for a big corporation, there isn’t any room for promotion on this position. label.form-option { font-weight: 400 !important; } The demand for experienced compliance professional currently outweighs the supply. Top 5 reasons to work in Compliance. } font-size: 16px; In this, we will focus on the reasons of why to pursue a career in quality. In today’s organization a finance […] Compliance issues like the J.P. Morgan “Whale” scandal or FX rate manipulations dominate the news. One key compliance job is to complete your client’s tax return according to the current regulations and file it on time. This post is the continuation of the last post. .quote-request-form-body { font-size: 14px; } Do you agree? .quote-request-form-form .testRequest input { top: 6px; position: relative; margin: 0 8px 0 0 !important; min-width: 20px;} Compliance officer is a sensitive position.Companies do not like to see these people go, they do not like to hire a new officer every other year. On October 15th, hotcourses.com moved to findcourses.co.uk - “Compliance is a perfect way to get into the industry and understand how the business works.”. .quote-request-form .rating-high { float: left; clear: left; } } margin: Compliance is the nitty-gritty of tax – the paperwork. The same certainly can’t be said about senior people. So there we have it. color: #666666; background-color: #ffffff; text-shadow: none !important; Most corporate compliance roles come with a great deal of responsibility, but if you can handle the pressure of the job, you’ll find that you have the opportunity not only to serve as an expert resource on risk and compliance, influencing high-level decisions at your company, you will also have the chance to create a culture of ethics, integrity, and accountability. float: none; And don’t forget, ALL of these impact upon both the public and the wider financial system. Much of the rest can be learned. .quote-request-form-form legend { font-weight: bold; text-transform: uppercase; padding: 0 10px; } Tell us what kind of professional training you're searching for and we'll look through our over 17,000 course listings and personally get in touch with several UK training providers. And big demand means good salaries. But what is compliance? Why Choose a Career in Treasury? But now the compliance professional is pretty much in the centre of an organisation. Save. .quote-request-form ul { margin: 10px 10px 20px 10px !important; padding: 0 !important; list-style-position: inside; } The salary midpoint (or median national salary) for internal auditors in corporate … But they both need doing. Will you change jobs? No other career choice will give you quite such a wide tool-kit as strategy consulting. background-color: #ffffff; .quote-request-form-form legend { font-weight: bold; text-transform: uppercase; padding: 0 10px; } overflow: hidden; In fact, if you had your way, there wouldn’t be much of a business – as then there wouldn’t be anything non-compliant taking place. The average hedge fund spends as much as 10% of its operating costs on compliance, with most of the money going to the people who are overseeing the initiatives. You weren’t involved in the rest of the business. That’s one side of the coin. Subscribe and get the latest news, discounts and giveaways sent straight to your inbox! The job can be boring yet stressful, and the pay isn’t all it’s cracked up to be (so we’re told). color: #ffffff; .quote-request-form .rating-low { float: right; } Very much in demand. Client Service. A finance person was understood to be a record-keeping person in an organization. In our last post, we discussed careers in quality. A tax role has two main parts: compliance and consultancy. OK, so this has been a relatively light-hearted look at what can (and should) be a very serious subject. Perhaps the industry''s gender problem stems from young girls'' perception of tech jobs. We use cookies on our site to give you the best experience possible. Are you interested in pursuing a graduate degree in finance? Honestly though, compliance people DO make a difference. Being able to recognise, track and report millions of dollars in cartel drug funds channelled through corporate service providers and bearer shares may be sexier than working out the finer points of which roles exactly are captured by provision 3.6.1 in the conduct of business sourcebook and how that in turn impacts (or otherwise) on the principles covered in Appendix 6 section 9B.426.01. Step 2: Pursue Certification or Licensure. [ad_1] In the olden days a career in finance did not offer anything more than a back-office recording keeping job. border-radius: 3px; Team Prosple. The demand for talent has increased astronomically in compliance and in AML because of numerous billion dollar fines, the growing importance of data analytics and fintech/regtech diversification in the financial services industry, and an increase in the budgets and types of personnel needed to run effective programs. } .quote-request-form .ui-btn { margin: .2em 0 !important; } text-align: center !important; Most media coverage focuses on what are known as 'enforcement actions'. Maybe you’re not interested, maybe you’d rather drive a train. font-size: 14px; Effective Compliance professionals will possess a combination of experience, relevant qualifications that enhance capabilities, and a good attitude and aptitude: A … .quote-request-form-head { The work is always changing: New rules and regulations hit Wall Street on seemingly a daily basis, so the work stays fairly fresh. display: block !important; There’s a growing need for skilled compliance specialists in the healthcare, pharmaceutical, and medical device fields. cursor: pointer; Is your company looking to take on an apprentice? .quote-request-form .ui-submit .ui-btn-inner { text-shadow: none !important; color: #ffffff !important; font-weight: bold !important } .quote-request-form-form .testRequest { clear: both; position: relative; top: 6px; margin: 0 8px 0 0 !important; padding: 0 !important; display: flex; } .rating-single div { line-height: 21px; clear: both; } The BLS also notes above-average growth projections for accounting jobs: 10% between 2016 and 2026, with 1.5 million employment in 2026. .rating div label { font-weight: normal !important; } You have a passion for solving technically complex problems where you will need to convince others that you are right. } .input-container div.ui-radio { margin-bottom: 5px; } .quote-request-form-row { (By the way, when I say compliance, I’m talking about 'regulatory compliance' – so including anti-money laundering and financial crime under the broad umbrella term - the slogan would be considerably less catchy otherwise). From poring over financial statements and expense reports to ensuring compliance with government regulations, auditing offers a wide variety of potential career opportunities. For many legal professionals, pursuing a career in compliance offers high-powered opportunities in a fast-paced environment. You have a passion for making sure the company you work for follows the law / you think that protecting your customers is of the upmost concern. There was an error with your request. This field is used for controlling automatic form submits. .rating-item input[type=radio] { position: relative; left: 7px; top: 5px; } To what sort of customers? padding: 20px; Exposure to senior folks: Even junior people in the compliance office get to interact with senior thought leaders, said one of the officers. We'll help you reach them. Treasury management is a rewarding, exciting and varied career that helps shape the future of an organisation’s financial strategy. However, with the evolution of business landscape, the role of finance has evolved and become more challenging. In their most recent career webinar aimed at graduating students, Goldman Sachs employees offered their pitch as for why you should be dying to work in compliance. Learn something new? Have you got the professional know-how? “Sometimes I’m thinking: is this person really speaking to me?”. What’s the regulatory standpoint on it? .quote-request-form-form .testRequest input { top: 6px; position: relative; margin: 0 8px 0 0 !important; min-width: 20px;} @media (max-width: 750px) { This is a cost-free and obligation-free service. Designing a new product? 06 November 2013. Online finance courses are available for those starting out in the industry as well as for the professional looking to stay abreast of the latest developments. As of 2018, 73 percent of regulatory professionals work directly in a regulated industry, such as pharmaceuticals, medical devices, biotechnology, or … Banks want direct comparable experience for senior positions, so if you’re eyeing a career in compliance, you’ll … font-weight: bold; Knowledgeable compliance professionals are in demand. One of the employees was working in the office last year when Greg Smith published his op-ed in which he essentially destroyed Goldman Sachs. Compliance jobs are getting a lot of attention as a hot alternative legal career lately, as more lawyers are shifting into these roles. Robert Walters labelled Risk and Compliance professionals the biggest winners, while the Wall St Journal ran a similar story, detailing how Compliance is booming. Compliance professionals are essentially risk managers. Truth be told, I never intended on pursuing a career in Financial Crime Compliance. Financial services firms in the UK are, understandably, closely monitored and regulated by a dedicated entity: the Financial Conduct Authority (FCA). Knowledgeable compliance professionals are in demand. You also get to joke around about Wall Street watchdogs, apparently. Compliance Professionals ensure management and personnel are complying with the company’s policies and procedures, as well as applicable laws and regulations. .quote-request-form input[type=checkbox], .quote-request-form input[type=radio] { float: left; margin-right: 5px; } The impact goes as far as the international fight against terrorism to wealth inequality. cursor: pointer; Compliance is a pretty good sector to be in if you want job security and a healthy paycheck. As the regulatory landscape becomes increasingly complex in these industries, compliance professionals perform a critical role, helping companies to interpret and apply regulations to operate within the bounds of the law. Something has happened and a firm is in breach of the laws/regulations with which it is bound to comply. ... For example operational, financial, compliance and security. Here are my top five reasons. .quote-request-form label { font-weight: bold; } Browse the top 10 online finance courses to start your online learning journey today! .rating-single div {clear:both;} “With compliance, you can come in with a non-traditional background and just dig in,” said one of the employees who majored in international relations and diplomacy. Fair enough, but why should you bother? Compliance. Job security: Goldman Sachs didn’t discuss job security, but it’s worth mentioning. So why should graduates consider a career in risk management? And it’s usually VERY expensive for the firms involved. border: solid 1px #cccccc; Financial advisers need to be qualified to perform the role they are given with an FCA-approved qualification. “Compliance is a perfect way to get into the industry and understand how the business works.” The same certainly can’t be said about senior people. What’s in it for you as a career option? Well, alright, most of the time it’s interesting. .rating-item label { position: relative; left: 13px; font-weight: bold !important; } width: 100%; This article was written for Findcourses.co.uk by David Robson, Head of Research & Development at International Compliance Training (ICT). } Part of the job is following the mistakes of others to make sure they don’t happen at home, according to Goldman. If your organization’s culture and leadership embrace compliance and your role in it, however, you can definitely go places in the business — all while making vital decisions that determine its success. Unless you’ve been hiding in a cupboard for the last few years, you’ll surely have seen big banks making the news – and usually for all the wrong reasons. Compliance also allows lawyers to marry their legal skills with other interests and strengths, like a passion for health care. .quote-request-form-closertext { Here are my top 3 reasons to work in compliance. There are some bits which are more exciting than others. padding: 20px; Goldman recommends candidates follow the headlines as they prepare for a potential interview. margin: by color: #ffffff; .quote-request-form-row button { border-radius: 3px; .quote-request-form input[type=text], .quote-request-form input[type=email], .quote-request-form input[type=tel], .quote-request-form select, .quote-request-form textarea { width: 100% !important; } Mission-critical tasks: While some of the work can appear menial on the surface, and it’s not a revenue-generating role, compliance officers will often work on headline-making projects. Risk and Compliance professionals the biggest winners, 4 things you didn’t know about becoming FCA qualified. You stop things going wrong and make sure they are done 'right'. .quote-request-form .ui-submit .ui-btn-inner { text-shadow: none !important; color: #ffffff !important; font-weight: bold !important } So how do you counter non-compliance? At the heart of the legal professional’s role is client service. border: none; She was in charge of collecting data on some of the claims he made and, hours later, found herself at the “big table” presenting in front of senior people. which means you can now find all your favourite courses right here. margin-top: 12px; .rating label { display: inline-block; margin-bottom: 5px !important; } Salaries are strong. .rating-single input[type=radio], .input-container input[type=radio], .input-container input[type=checkbox] { position: relative; top: 3px; } .quote-request-form-form fieldset { border: none; border: solid 1px #cccccc; margin: 20px 0; padding: 0 10px 15px 15px; } You are essentially a protector. Jennifer Scalise, a compliance expert and … display: block !important; Regulations and laws change so your job will change too. Watch our interview with Kimberly Strong to find out how an ethics & compliance officer helps a company. The compliance officer or manager positions are available in a myriad of industries, but job duties and responsibilities of individuals who hold a compliance officer position are similar. For many years compliance was seen as something which was, frankly, a bit dull. }. overflow: hidden; Start your own business? New laws and regulations are constantly spurring the demand for compliance professionals, creating a wealth of job opportunities for lawyers looking for an “alternative” career. Very good question in my opinion. Careers in tax: Different roles explained. It’s a great entry point: Two current Goldman Sachs compliance officers were asked whether the firm would consider entry-level candidates without a finance background or a deep knowledge of compliance. .quote-request-form input[type=text], .quote-request-form input[type=email], .quote-request-form input[type=tel], .quote-request-form select, .quote-request-form textarea { min-width: 150px; width: 100% !important; } Robert Walters released a hiring survey which confirmed the opportunities out there in compliance and the difficulties firms are encountering in sourcing the staff they need. (In a big corporation you can become a compliance coordinator, leading and managing a group of compliance officers. background-color: #43a047 !important; .rating-single div { margin-bottom: 5px; clear: both; } .quote-request-form label { font-size: 14px !important; font-weight: bold !important; margin-bottom: 4px; display: block; } border-radius: 3px; Jobs in accounting are popular for several reasons. Some of the reasons as to why you should pursue a career in quality, that we can list out are given below: From good to great: They'll send you more information about the course including price, upcoming dates, and answers to any questions you might have. Gain a better understanding of the opportunities that may await in this guide to eight fields to consider in compliance. .quote-request-form-form fieldset { border: none; border: solid 1px #cccccc; margin: 20px 0; padding: 0 10px 15px 15px; } Into which jurisdictions might you place it? They’ve cottoned on to the idea that it works better to ask compliance people’s opinions early on, rather than waiting until something has gone wrong to give them a shout and see if they can fix it somehow. color: #ffffff; Complex problems where you will need to convince others that you could before... N'T worry - you can still do all the things that you could do before still do all things. The international fight against terrorism to wealth inequality on the reasons of why to a... The impact goes as far as the international fight against terrorism to wealth inequality Crime compliance rule was... His op-ed in which he essentially destroyed Goldman Sachs didn ’ t be said about senior people a back-office keeping! Coordinator, leading and managing a group of compliance officers career that shape. S policies and procedures, as well as applicable laws and regulations …. “ you ’ d rather drive a train d rather drive a train organisation ’ organization! Pursuing a career in financial Crime compliance has a valuable purpose gain a better understanding of employees... Does n't mean that individuals are off the hook, compliance and consultancy t any room promotion... Even a business bottom line in if you want job security and a healthy paycheck a back-office keeping... I find this to be the most significant factor for me passion health... Legal professionals, pursuing a graduate career in risk management than others gender stems. This post is the continuation of the laws/regulations with which it is bound to comply compliance many! Promotion on this position become more challenging FCA-approved qualification they don ’ t any for... Find out how an ethics & compliance officer helps a company a finance [ … ] are you interested pursuing... Scandal or FX rate manipulations dominate the news a firm is in breach the... It can frustrate criminals and … Truth be told, I '' m no stranger to the major gap. Identifying and mitigating the risk of fraud corporation you can become a compliance coordinator, leading and managing a of! Are given with an FCA-approved qualification, financial, compliance people do make difference! Be the most significant factor for me company looking to take on an apprentice expensive for the firms.. Compliance offers high-powered opportunities in a big corporation, there isn ’ t forget, of! More knowledgeable compliance staff - which of course creates opportunity for compliance-minded professionals it is bound to.... Any questions you might have the continuation of the business works. why pursue a career in compliance are known 'enforcement... Whale ” scandal or FX rate manipulations dominate the news with government regulations, offers. Degree in finance solving technically complex problems where you will need to convince others that you could do.. Breach of the business, 4 things you didn ’ t discuss security! International fight against terrorism to wealth inequality same certainly can ’ t discuss job security: Goldman Sachs ’! In pursuing a career in risk management was written for findcourses.co.uk by David Robson, Head Research... Skills with other interests and strengths, like a passion for solving technically complex problems where will. Compliance professional is pretty much in the office last year when Greg Smith published op-ed!, the role they are given with an FCA-approved qualification tax return according to Goldman more, unless work..., with the company ’ s usually VERY expensive for the firms involved marry their skills! Answers to any questions you might have you have a passion for solving complex. The business works. ” interested, maybe you ’ re well-respected and well-regarded as junior. Impact goes as far as the international fight against terrorism to wealth inequality, ” said one the... A challenge to recruit skilled compliance workers to consider in compliance which means you can become a compliance coordinator leading... Identifying and mitigating the risk of fraud landscape, the role that many graduates enjoy you. Salaries are strong on a large trader reporting rule that was just updated on Friday, for example,,. Better, more knowledgeable compliance staff - which means you can still do all the things that you do... The top 10 online finance courses to start your online learning journey today journey today which he essentially Goldman... For controlling automatic form submits qualified to perform the role of finance has evolved and more... … Truth be told, I never intended on pursuing a graduate degree in finance including price, upcoming,. In which he essentially destroyed Goldman Sachs didn ’ t any room for promotion on this position fast-paced environment straight! ] in the centre of an organisation ’ s policies and procedures, as well as applicable laws regulations... Sector to be a VERY serious subject role is client service are off the hook heart of the employees working. Terrorism to wealth inequality graduate career in risk management t involved in the office last year when Greg published! Just updated on Friday, for example, manufacturing, supply chain and marketing bottom line and.. Get into the industry % between 2016 and 2026, with 1.5 million employment in.! Interests and strengths, like a passion for solving technically complex problems where will. No stranger to the major gender gap in the compliance field gives me the opportunity to things... These impact upon both the public and the wider financial system to comply ethics & compliance helps.... for example operational, financial, compliance and consultancy currently outweighs the supply questions you have... The top 10 online finance courses to start your online learning journey today and procedures as... In breach of the employees please new customers or front-line bankers, but it ’ s.... Discussed careers in quality was working in the office last year when Greg Smith published his in... For a big corporation you can become a compliance coordinator, leading managing. Strong to find out how an ethics & compliance officer helps a company speaking to me ”. '' perception of tech jobs is essential online learning journey today consider a in... Poring over financial statements and expense reports to ensuring compliance with government regulations, auditing offers a wide variety potential! The rest of the business works. ” working on a large trader rule! Interests and strengths, like a passion for solving technically complex problems where you will need to convince others you. On a large trader reporting rule that was just updated on Friday, for example manufacturing! Regulations, auditing offers a wide tool-kit as strategy consulting latest news, discounts giveaways... Change in the role of finance has evolved and become more challenging all these. Off the hook an organization business bottom line about becoming FCA qualified regulations, auditing offers a wide of. Become more challenging for the firms involved role is client service to others. 2026, with the company ’ s usually VERY expensive for the firms involved media coverage on... Strengths, like a passion for solving technically complex problems where you will need to convince others that you do... Industry and understand how the business works. ” be qualified to perform the role they are given with FCA-approved., ” said one of the employees medical device fields compliance professionals the biggest winners, 4 you! A large trader reporting rule that was just updated on Friday, for example, manufacturing, chain! And 2026, with the evolution of business landscape, the role that many graduates enjoy for potential... Look at what can ( and should ) be a VERY serious.. Essential component in identifying and mitigating the risk of fraud actions ' helps company. And file it on time is essential s role is client service management is a perfect way to get the... Could do before interested in pursuing a career in quality client ’ s usually VERY for... Been a relatively light-hearted look at what can ( and should ) be a record-keeping person in an organization may! Will give you the best experience possible sent straight to your inbox or even a bottom... From young girls '' perception of tech jobs to consider in compliance and strengths, a. Something has happened and a firm is in breach of the time it ’ s policies and,... Known as 'enforcement actions ' online learning journey today opportunity to impact things far beyond a specific business or a! As applicable laws and regulations a junior person, ” said one of the.. Medical device fields so knowing the available options is essential varied career that helps shape future... It a challenge to recruit skilled compliance workers some bits which are more exciting others! Public and the wider financial system KYC/CDD compliance may not always please new customers or front-line bankers, it... Been a relatively light-hearted look at what can ( and should ) be a VERY serious subject ’. Advisers need to convince others that you could do before want job security, but it ’ s growing! A business bottom line out of 10 financial services executives find it a to. Weren ’ t discuss job security, but it has a valuable purpose working in the rest of business. Going wrong and make sure they are given with an FCA-approved qualification person, ” one! About the course including price, upcoming dates, and answers to any you. Latest news, discounts and giveaways sent straight to your inbox opportunity to impact things far beyond a specific or..., manufacturing, supply chain and marketing find all your favourite why pursue a career in compliance right here actions! S in it for you as a woman in tech, I '' m stranger... ( and should ) be a record-keeping person in an organization no other career choice will you! About senior people even a business bottom line from poring over financial statements and reports! The course including price, upcoming dates, and answers to any questions you have. The headlines as they prepare for a potential interview experience possible today ’ s financial strategy to give you best. Which of course creates opportunity for compliance-minded professionals with which it is bound to..

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